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2026 Financial Services Exchange

August 31–September 1, 2026 | In-Person & Virtual

New York Marriott at the Brooklyn Bridge
333 Adams Street
Brooklyn, NY 11201

Virtual: $795

In-Person: $1,350

Navigate the Risks Transforming Financial Services

The IIA Conference Built for Financial Services

Intelligent banking, cyber exposure, regulatory complexity, and AI adoption are rewriting the risk map for financial institutions. FSE brings audit, risk, and governance professionals together, in person and virtually, to work through it with the peers, examiners, and executives who face the same map.

Who Should Attend the Financial Services Exchange Conference?

Built for people who own financial services risk:

  • Internal audit teams at banks, credit unions, insurers, fintechs, and asset managers, from staff auditor to CAE
  • Risk and compliance professionals across all three lines
  • Auditors specializing in cybersecurity, AI, and emerging technology
  • Financial regulators and examiners
  • Consultants and advisors serving financial services audit

Attendees who need visa support to attend can apply for a Visa Support Letter.

Why Should You Attend the Financial Services Exchange?

Connect

with audit, risk, compliance, and regulatory professionals from institutions across North America, from global banks to regional credit unions.

Learn

from CAEs at AIG, DTCC, PenFed, and Bank of China (US), plus regulators, policymakers, and subject matter experts.

Share

what is working and what is not in small-group Roundtable Discussions across four tracks.

Earn 20+ CPEs

13.2 NASBA-eligible live, plus 7.2 IIA-eligible through 30-day session playbacks.

FSE is built around exchange, not lecture. New this year, Viewpoint Sessions and Roundtable Discussions put you in facilitated conversation with peers on the risks you are auditing right now.

What’s on the 2026 FSE Program

Four tracks built for financial services audit: AI & Intelligent Banking, Cybersecurity & Emerging Technology Risk, Leadership & Transformation, and Governance & Professional Standards.

Learn From Your Peers, Not Just the Stage

  • NEW! Viewpoint Sessions. Facilitator-led debriefs immediately after key general sessions. Don’t just hear the keynote, pressure-test it.
    • Viewpoint Session: Lessons From Intelligent Banking
  • NEW! Roundtable Discussions. Small-group problem solving across the four tracks. Bring your open audit challenges, leave with how other institutions handled them.
  • Inside Intelligent Banking: Where Regulation Meets Innovation, featuring Rep. Mike Lawler, House Financial Services Committee
  • CAE Conversation: Global Perspectives on Risk and Transformation, with the chief audit executives of AIG, DTCC, and Bank of China (US)
  • Quantum Computing Risk and Post-Quantum Cryptography: What Internal Audit Needs to Assess Now
  • Cyber Risk for the Board: Converting AI and SaaS Controls into Financial Exposure
  • Rehumanizing Risk: Why Leadership Behavior Is the Hidden Control Environment

2026 FSE Speakers and Sessions

Financial Services Exchange Speakers

Gain insights into the technologies, risks, and trends transforming financial services from audit executives, regulators, governance leaders, and subject matter experts who are shaping the industry every day, including:

Mike Lawler

Mike Lawler

U.S. House Representative, New York’s 17th Congressional District

Vice Chair of Communications, House Financial Services Committee

Terry Grafenstine

Terry Grafenstine

EVP & Chief Audit Executive

PenFed Credit Union

former IIA Global Board Chair

Monica Kim

Monica Kim

Chief Audit Executive

AIG

Aadesh Gandhre

Aadesh Gandhre

Chief Audit Executive

The Depository Trust & Clearing Corporation (DTCC)

Patrick Michel Pierre Simonnet

Patrick Michel Pierre Simonnet

Managing Director & Chief Audit Executive

Bank of China (US)

Shaurya Agrawal

Shaurya Agrawal

Start-Up CTO & Board Advisor

Hoonartek

Andy Coook

Andy Cook

Director, Standards & Professional Guidance

The Institute of Internal Auditors

Scott Doggett

Scott Doggett

Founder & Chief Servant Leader

National Academy of Leadership Development

Michael Downing

Michael Downing

VP, North American Advocacy

The Institute of Internal Auditors

Tyler Graham

Tyler Graham

Managing Director

Protiviti

Rene Hernandez

Rene Hernandez

Managing Director

Protiviti

Brad Honkus

Brad Honkus

Chairman, Supervisory Committee

PenFed Credit Union

Cory Missimore

Cory Missimore

Senior Information Security Compliance Analyst

American Institutes for Research

Rich Perez

Rich Perez

VP, Innovation & Digital Strategy

Texas Bankers Association

Jonathan Wolfson

Jonathan Wolfson

Founder & President

Wolf & Saber Advising

Whether you’re new to risk management and looking for opportunities just outside of New York City’s financial district to network with internal audit, compliance, regulatory, and risk leaders from top financial institutions across North America, or you’re a CAE attending virtually to sharpen your audit playbook with insights from leading internal audit industry experts at both global banks and regional credit unions, the 2026 Financial Services Exchange can help you engage in peer-to-peer learning on critical topics shaping the industry while earning CPEs.

2026 Financial Services Exchange Registration & Pricing

Virtual/livestream

  • $795 USD

In-Person

  • $1,350

Transform your Financial Services Audit team and see the impact across your organization

Our conferences feature practical learning experiences from financial services regulators, politicians, and experts designed to drive results for your business. If you’re looking for a powerful way to improve the impact of your team, we want to speak with you.

Contact our group sales team

What Does FSE Registration Include?

  • Access to all general and concurrent sessions.
  • Session playbacks for 30 days following the conference.
  • Complimentary breakfast, lunch, and refreshments for in-person attendees.
  • 13.2 NASBA-eligible CPEs through live in-person or virtual livestream participation. Additional 7.2 IIA-eligible CPEs via conference playbacks available for 30 days after conference. Total: 20.4 CPEs.

Where Is the 2026 Financial Services Exchange Conference?

The 2026 Financial Services Exchange will take place in the meeting and convention area of the New York Marriott at the Brooklyn Bridge. Nestled in the business district of New York City, this hotel lies between Wall Street and the Brooklyn Bridge and is just a short drive to Barclays Center and Prospect Park.

Hotel Room Block for FSE Attendees

As part of the conference, The Institute of Internal Auditors has secured a room block at the New York Marriott at the Brooklyn Bridge for in-person attendees who book before August 10, 2026.

Rate: $299 plus 14.75% tax and $3.50 occupancy fee per night for single/double occupancy

Note The room block may sell out before August 10, 2026. Attendees are encouraged to book early to secure both the rate and preferred accommodation.

Reserve your room

New York Marriott at the Brooklyn Bridge

New York Marriott at the Brooklyn Bridge | 333 Adams St | Brooklyn, NY 11201 | 1-888-236-2427

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