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Executive

This is an example of a strategic plan template. Oak Street Internal Audit Strategic Plan Example This is an example of a strategic plan template. This is an example of a strategic plan template.

Executive

This is a sample of an enterprise risk assessment scorecard and template. Operational Risk Assessment Template - Banking This is a sample of an enterprise risk assessment scorecard and template.

Harold Silverman, Managing Director of CAE Services at the IIA chats with former IIA Global Chairman fo the Board and Current COSO Chairman about how organizations can leverage the COSO frameworks

Tim Berichon, Director of CAE Services at The IIA, chats with Jeff Hall, Chief Internal Auditor at Principal Financial Group, about how an aligned and relevant relationship with management put

Tim Berichon, Director of CAE Services at The IIA, chats with Perry Liu of CSAA Insurance Group on leading by getting in the middle. Continuing the Conversation: Leading by Getting in the Middle

Richard Chambers, president and CEO of The Institute of Internal Auditors, speaks with Charlie Wright, chief risk officer at Jack Henry and Associates, on how companies look at risks and

Tim Berichon, Director of CAE Services at The IIA, chats with Suri Musiri of Echo Global Logistics on how Internal Audit (even a small audit shop) can "get in the middle". Continuing the

"Harold Silverman, Managing Director of CAE Services at The IIA, chats with Jennie Wallace, Executive Vice President and Chief Audit Executive for the NYC Economic Development Corporation, about

Global Perspectives and Insights

​This Global Perspectives & Insights examines the latest developments in environmental, social and governance risks. Global Perspectives & Insights The ESG Risk Landscape, Parts 1-3 ​This

Global Perspectives and Insights

​This Global Perspectives and Insights looks at cybersecurity in 2022 Global Perspectives & Insights : Cybersecurity in 2022, Parts 1-3 ​This three-part series looks at the evolving cyber

Articles

​Ethical considerations of internal audit Ethics and Internal Auditing ​Ethics and morals not only play a vital role in the success of an organization but also in holding on to its position in

Describes the elements of the internal audit charter, and the CAE's review of the charter with the board. 1000 – Purpose, Authority, and Responsibility ​Descirbes the elements of the internal

Discusses the minimum criteria the CAE must fulfill in managing the internal audit activity. 2000 – Managing the Internal Audit Activity ​Discusses the minimum critieria the CAE must fulfill in

Discusses the CAE's responsibilities for communication and approval of internal audit's plans and resource requirements. 2020 – Communication and Approval ​Discusses the CAE's responsibilities

Discusses the CAE's establishment of policies and procedures. 2040 – Policies and Procedures ​Discusses the CAE's establishment of policies and procedures. Includes guidance on form and content.

Describes the conditions under which organizational independence is effectively achieved. 1110 – Organizational Independence ​Describes the conditions under which organizational independence is

Explores the CAE's responsibility for discussing management's acceptance of risks with management and the board. 2600 – Communicating the Acceptance of Risks ​Explores the CAE's responsibiltiy

Discusses internal audit's work regarding the assessment and continuous improvement of controls. 2130 – Control ​Discusses internal audit's work regarding the assessment and continuous improvement

Discusses the process of developing and documenting work programs. 2240 – Engagement Work Program ​Discusses the process of developing and documenting work programs. Identifies common formats. ​

Discusses the communication of information to correct significant errors and omissions in the final engagement communication. 2421 – Errors and Omissions ​Discusses the communication of

Discusses the process of communicating the results of the engagement. 2400 – Communicating Results ​Discusses the process of communicating the results of the engagement. Describes an engagement

Discusses expections for the CAE's direct communication and interaction with the board. 1111 – Direct Interaction with the Board ​Discusses expectations for the CAE's direct communication

IIA Position Papers Position Papers assist a wide range of interested parties, but are primarily designed to inform and educate internal audit stakeholders on issues of importance to The IIA and

CAE Bulletin

Articles in this issue: Despite Lower Numbers, Data Breaches Remain Prevalent, Surfshark Study Shows; Study Shows Remote Work Saves Employees an Average of 72 Minutes a Day; Internal Audit

CAE Bulletin

Articles in this issue: NIST Cybersecurity Framework 2.0 Includes New 6th Pillar for Govern Function; PCAOB’s NOCLAR Standard Draws Negative Feedback From Business Groups; Two Proposed IASB