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2026 Financial Services Exchange

August 31–September 1, 2026 | In-Person & Virtual
New York Marriott at the Brooklyn Bridge | Brooklyn, NY

From AI and intelligent banking to cybersecurity, emerging technology, regulatory change, governance, and transformation, FSE puts the industry’s biggest challenges, and the leaders navigating them, in one room.

Lead the conversation shaping Financial Services.

Join CAEs, risk leaders, regulators, and industry experts from Barclays, Citibank, KPMG, Bank of China (US), S&P Global, Protiviti, and other leading financial institutions for two days of conversations focused on the issues defining what comes next.

Be part of one of Financial Services’ leading industry conversations. 

Financial services is evolving fast, from AI and cyber risk to emerging technology and regulatory change. IIA’s FSE brings senior leaders across audit, risk, compliance, and governance together in New York City to exchange perspectives and prepare for what’s next. 

Attendees who need visa support to attend can apply for a Visa Support Letter. 

Why be in the room?

01 | Stay ahead

Explore AI, cybersecurity, intelligent banking, quantum computing, technology risk, and regulation shaping financial services.

02 | Industry leaders

Hear from CAEs, regulators, policymakers, risk leaders, and executives navigating change across leading institutions.

03 | Learn and lead

Join Viewpoint Sessions and Roundtable Discussions designed for candid conversation, benchmarking, and practical insight.

04 | Insight + CPE

Bring back broader industry perspective while earning 20+ CPEs (13.2 NASBA-eligible live, plus 7.2 IIA-eligible) through 30-day session playbacks. 

2026 Financial Services Exchange Registration & Pricing

Virtual/livestream

  • US$795

In-Person

  • US$1,350
Important Notice: The IIA does not sell conference attendee lists to third parties. Any organization claiming to offer access to IIA conference attendee lists — unless directly from The IIA — is fraudulent. The IIA may share limited contact details only with official sponsors and exhibitors, and only for attendees who opt in during registration. We do not authorize any third party to sell or distribute our attendee information.
Participation Guidelines Live IIA learning events follow established behavior and conduct standards to provide a safe and productive environment. By joining, you agree to follow our Code of Conduct. Review the Code of Conduct

Hear from the leaders moving Financial Services forward

Different institutions. Different perspectives. One industry conversation. 

FSE brings together the people leading through change — chief audit executives, financial services leaders, regulators, policymakers, technology experts, and advisors shaping how the industry responds to emerging risks and opportunities. 

The institutions in the conversation

Bank of America | Barclays | Capital One | Charles Schwab | Citibank | Fannie Mae | Federal Reserve Board of Governors | Forvis Mazars | Grant Thornton | JPMorgan Chase | KPMG | Navy Federal Credit Union | Morgan Stanley | NASDAQ |  National Credit Union Association (NCUA) | PayPal | PNC Financial Services | Protiviti | Raymond James Financial | RBC | S&P Global Inc. | Siemens | TD Bank | TIAA | U.S. Bank | USAA | Vanguard Group, Inc. 

Financial Services Exchange Speakers

Gain insights into the technologies, risks, and trends transforming financial services from audit executives, regulators, governance leaders, and subject matter experts who are shaping the industry every day, including:

Mike Lawler

Mike Lawler

U.S. House Representative, New York’s 17th Congressional District

Vice Chair of Communications, House Financial Services Committee

Terry Grafenstine

Terry Grafenstine

EVP & Chief Audit Executive

PenFed Credit Union

former IIA Global Board Chair

Monica Kim

Monica Kim

Chief Audit Executive

AIG

Aadesh Gandhre

Aadesh Gandhre

Chief Audit Executive

The Depository Trust & Clearing Corporation (DTCC)

Patrick Michel Pierre Simonnet

Patrick Michel Pierre Simonnet

Managing Director & Chief Audit Executive

Bank of China (US)

Shaurya Agrawal

Shaurya Agrawal

Start-Up CTO & Board Advisor

Hoonartek

Andy Coook

Andy Cook

Director, Standards & Professional Guidance

The Institute of Internal Auditors

Scott Doggett

Scott Doggett

Founder & Chief Servant Leader

National Academy of Leadership Development

Michael Downing

Michael Downing

VP, North American Advocacy

The Institute of Internal Auditors

Tyler Graham

Tyler Graham

Managing Director

Protiviti

Rene Hernandez

Rene Hernandez

Managing Director

Protiviti

Brad Honkus

Brad Honkus

Chairman, Supervisory Committee

PenFed Credit Union

Cory Missimore

Cory Missimore

Senior Information Security Compliance Analyst

American Institutes for Research

Rich Perez

Rich Perez

VP, Innovation & Digital Strategy

Texas Bankers Association

Jonathan Wolfson

Jonathan Wolfson

Founder & President

Wolf & Saber Advising

Whether you’re new to risk management and looking for opportunities just outside of New York City’s financial district to network with internal audit, compliance, regulatory, and risk leaders from top financial institutions across North America, or you’re a CAE attending virtually to sharpen your audit playbook with insights from leading internal audit industry experts at both global banks and regional credit unions, the 2026 Financial Services Exchange can help you engage in peer-to-peer learning on critical topics shaping the industry while earning CPEs.

Want your entire team at FSE?

The risks shaping financial services extend beyond one role or one function. Bring your team together at FSE to build shared context across audit, risk, compliance, technology, governance, and leadership.

Contact our group sales team

Where Is the 2026 Financial Services Exchange Conference?

The 2026 Financial Services Exchange will take place in the meeting and convention area of the New York Marriott at the Brooklyn Bridge. Nestled in the business district of New York City, this hotel lies between Wall Street and the Brooklyn Bridge and is just a short drive to Barclays Center and Prospect Park.

Hotel Room Block for FSE Attendees

As part of the conference, The Institute of Internal Auditors has secured a room block at the New York Marriott at the Brooklyn Bridge for in-person attendees who book before August 14, 2026.

Rate: $299 plus 14.75% tax and $3.50 occupancy fee per night for single/double occupancy

Note The room block may sell out before August 14, 2026. Attendees are encouraged to book early to secure both the rate and preferred accommodation.

Reserve your room

New York Marriott at the Brooklyn Bridge

New York Marriott at the Brooklyn Bridge | 333 Adams St | Brooklyn, NY 11201 | 1-888-236-2427

The 2026 FSE Conference sponsorship portfolio

Platinum sponsors

DataSnipper logo
KPMG logo
Crowe logo
PwC logo
Deloitte logo
Baker Tilly logo
Forvis Mazars logo

Gold sponsors

EY logo

Silver sponsors

Workiva logo

Bronze sponsors

Wolf & Company logo
Wolters Kluwer logo

Supporters

CrossCountry Consulting logo
Empowered Systems logo
LumiQ logo
Petual AI logo
Optro logo
ACFE logo
K10 Vision logo
Fieldguide logo
ProSymmetry LLC logo
Roz logo