Ongoing Quality Assurance Checklist

September 23, 2026

This customizable tool provides a concise, Standards-aligned checklist for ongoing quality assurance and monitoring activities at the engagement level. It helps internal auditors confirm that engagements are performed consistently, documentation is adequate, and reporting is clear and actionable, without mirroring the scope or formality of an external quality assessment.

It accompanies Global Practice Guide “Assisting Small Internal Audit Functions in Implementing the Global Internal Audit Standards.”

Additional resources to use with this IIA Audit Tool

Global Practice Guide
Standards Conformance Self-Assessment Tool
Build vs. Buy vs. Cosource Decision Making Tool
Internal Audit Charter Review Checklist