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2026 Financial Services Exchange

August 31–September 1, 2026 | In-Person & Virtual

New York Marriott at the Brooklyn Bridge
333 Adams Street
Brooklyn, NY 11201

Virtual: $750

In-Person: $999 Member

$1,350 Non-Member

Navigate the Risks Transforming Financial Services

The IIA FSE conference brings together audit, risk, and governance leaders both in-person and virtually to explore the strategies, technologies, and leadership approaches needed to navigate AI adoption, intelligent banking, cyber exposure, and regulatory complexity are rapidly reshaping financial services.

Who Should Attend the Financial Services Exchange Conference?

FSE is designed for audit, risk, and compliance professionals across the financial sector in the U.S. and Canada such as:

  • Internal auditors in banking, insurance, fintech, and credit unions
  • CAEs, directors, and audit managers
  • Risk and compliance leaders
  • Tech-focused auditors (cybersecurity, AI, fintech)
  • Financial regulators and examiners
  • Consultants and advisors in financial services

Attendees who need visa support to attend can apply for a Visa Support Letter.

Why Should You Attend the Financial Services Exchange?

Connect

Learn

Share

Earn 20+ CPEs

Whether you’re new to risk management and looking for opportunities just outside of New York City’s financial district to network with internal audit, compliance, regulatory, and risk leaders from top financial institutions across North America, or you’re a CAE attending virtually to sharpen your audit playbook with insights from leading internal audit industry experts at both global banks and regional credit unions, the 2026 Financial Services Exchange can help you engage in peer-to-peer learning on critical topics shaping the industry while earning CPEs.

What Topics Are Covered at The IIA’s Financial Services Exchange?

From AI governance and intelligent banking to cybersecurity, financial crime, regulatory environment, and audit leadership, explore the risks and opportunities redefining the future of financial services internal audit.

2026 FSE Speakers and Sessions

Financial Services Exchange Speakers

Gain insights into the technologies, risks, and trends transforming financial services from audit executives, regulators, governance leaders, and subject matter experts who are shaping the industry every day, including:

Shaurya Agrawal

Shaurya Agrawal

Start-Up CTO & Board Advisor

Hoonartek

Andy Coook

Andy Coook

Director, Standards & Professional Guidance

The Institute of Internal Auditors

Scott Doggett

Scott Doggett

Founder & Chief Servant Leader

National Academy of Leadership Development

Michael Downing

Michael Downing

VP, North American Advocacy

The Institute of Internal Auditors

Aadesh Gandhre

Aadesh Gandhre

Chief Audit Executive

The Depository Trust & Clearing Corporation (DTCC)

Terry Grafenstine

Terry Grafenstine

EVP & Chief Audit Executive

PenFed Credit Union

Tyler Graham

Tyler Graham

Managing Director

Protiviti

Rene Hernandez

Rene Hernandez

Managing Director

Protiviti

Brad Honkus

Brad Honkus

Chairman, Supervisory Committee

PenFed Credit Union

Monica Kim

Monica Kim

Chief Audit Executive

AIG

Mike Lawler

Mike Lawler

U.S. House Representative, New York’s 17th Congressional District

Vice Chair of Communications, House Financial Services Committee

Cory Missimore

Cory Missimore

Senior Information Security Compliance Analyst

American Institutes for Research

Rich Perez

Rich Perez

VP, Innovation & Digital Strategy

Texas Bankers Association

Patrick Michel Pierre Simonnet

Patrick Michel Pierre Simonnet

Managing Director & Chief Audit Executive

Bank of China (US)

Jonathan Wolfson

Jonathan Wolfson

Founder & President

Wolf & Saber Advising

2026 Financial Services Exchange Program Highlights

Learn From Your Peers, Not Just the Stage

NEW! Viewpoint Sessions

Continue the conversation immediately following key general sessions through facilitator-led debriefs and peer discussions.

Inside Intelligent Banking
CAE Panel: Risk + Global Perspectives

NEW! Roundtable Discussions

Exchange ideas and practical lessons learned with fellow audit, risk, and compliance professionals in small-group discussions focused on today’s most pressing financial services challenges.

AI & Intelligent Banking
  • Inside Intelligent Banking: Where Regulation Meets Innovation
  • Viewpoint Session: Lessons From Intelligent Banking
Cybersecurity & Emerging Technology Risk
  • Quantum Computing Risk and Post-Quantum Cryptographyv
  • Cyber Risk for the Board
Leadership & Transformation
  • Rehumanizing Risk
  • CAE Conversation: Global Perspectives on Risk and Transformation
Governance & Professional Standards
  • IIA Standard 9.5 Coordination and Reliance
  • Financial Crimes Considerations in Third-Party Risk Management

2026 Financial Services Exchange Registration & Pricing

Virtual/livestream

  • $795 USD

In-Person

*When members register by July 17, 2026

  • Member Early $999*
  • Regular $1,350

Group Discounts

  • 3–9, 5% off
  • 10 or more, 10% Off
Contact Group Sales

What Does FSE Registration Include?

  • Access to all general and concurrent sessions.
  • Session playbacks for 30 days following the conference.
  • Complimentary breakfast, lunch, and refreshments for in-person attendees.
  • 13.2 NASBA-eligible CPEs through live in-person or virtual livestream participation. Additional 7.2 IIA-eligible CPEs via conference playbacks available for 30 days after conference. Total: 20.4 CPEs.

Where Is the 2026 Financial Services Exchange Conference?

The 2026 Financial Services Exchange will take place in the meeting and convention area of the New York Marriott at the Brooklyn Bridge. Nestled in the business district of New York City, this hotel lies between Wall Street and the Brooklyn Bridge and is just a short drive to Barclays Center and Prospect Park.

Hotel Room Block for FSE Attendees

As part of the conference, The Institute of Internal Auditors has secured a room block at the New York Marriott at the Brooklyn Bridge for in-person attendees who book before August 10, 2026.

Rate: $299 plus 14.75% tax and $3.50 occupancy fee per night for single/double occupancy

Note The room block may sell out before August 10, 2026. Attendees are encouraged to book early to secure both the rate and preferred accommodation.

Reserve your room

New York Marriott at the Brooklyn Bridge

New York Marriott at the Brooklyn Bridge | 333 Adams St | Brooklyn, NY 11201 | 1-888-236-2427

Important Notice: The IIA does not sell conference attendee lists to third parties. Any organization claiming to offer access to IIA conference attendee lists — unless directly from The IIA — is fraudulent. The IIA may share limited contact details only with official sponsors and exhibitors, and only for attendees who opt in during registration. We do not authorize any third party to sell or distribute our attendee information.
Participation Guidelines Live IIA learning events follow established behavior and conduct standards to provide a safe and productive environment. By joining, you agree to follow our Code of Conduct. Review the Code of Conduct